Below are First Investors Funds applications and forms for use in instructing account establishment, transactions or updates for accounts held directly with First Investors Funds. If you have any questions about applications and forms, please contact our Representative Services team.

Toll-free: 800-541-4417 from 9 a.m. to 6 p.m. ET weekdays
Email: RepServices@foresters.com

A

Form Name Form # Current Rev Date
Address Change Request  form instructions ADDCHG Rev. 09/21/15
Affidavit of Domicile  form instructions SLTR297 Rev. 09/19/17
Agent's Certification Form  form instructions FIAC Rev. 09/19/17
Associate Automatic Payroll Investment (API) Application  form instructions APIEMP Rev. 06/17/19
Associate NAV Purchase Authorization Form  form instructions NAVP001 Rev. 06/17/19
Auth. & Indem. for Designation of Beneficiary for IRA/403(b) Accts  form instructions AUTH-IND Rev. 09/19/17
Automatic Payroll Investment (API) Application  form instructions SLTR106 Rev. 09/21/15
Automatic Payroll Investment (API) Authorization Form  form instructions SLTR125 Rev. 09/21/15

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C

Form Name Form # Current Rev Date
Certificate of Authority (COA)  form instructions SLTR103  Rev. 04/17/18
Certification of Beneficial Owners for Legal Entity Customers  form instructions COBO Rev. 04/02/18
Certification of Entitlement to Transfer on Death (TOD) Account  form instructions TOD002 Rev. 09/21/15
Combined Mailing Authorization Form  form instructions COMB Rev. 09/21/15
Contingent Deferred Sales Charge Waiver Form  form instructions CDSCW Rev. 09/21/15
Cost Basis Method Election Form  form instructions COSTBM Rev. 09/21/15

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D

Form Name Form # Current Rev Date
IRA/403(b) Beneficiary Designation Form  form instructions BENEFORM Rev. 09/21/15
Designation of Beneficiary for Inherited 403(b) Accounts  form instructions IN403 Rev. 09/21/15
Designation of Beneficiary for Inherited IRAs  form instructions INIRA Rev. 09/21/15
Direct Rollover Form - PERS  form instructions 403DR Rev. 02/10/16
Durable Power of Attorney (NOT FOR NEW YORK STATE CLIENTS)form instructions POA001 Rev. 12/04/15
Durable Power of Attorney Certification  form instructions SLTR124 Rev. 12/04/15

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E

Form Name Form # Current Rev Date
Education Savings Account (ESA) Application  form instructions BDESAAPP Rev. 06/12/19
Education Savings Account (ESA) Distribution Request  form instructions ESADISTR Rev. 02/15/18
Electronic Funds Transfer (EFT) Service Application  form instructions EFTAPP Rev. 09/21/15
Electronic Funds Transfer (EFT) Service Application  - For Use by Sole Proprietorships Establishing EFT Services  form instructions EFT-SOLE Rev. 09/21/15
Enrollment Form  form instructions ENROLL Rev. 09/21/15
Electronic Payroll Investing Center (EPIC) Application  form instructions WEB-B Rev. 09/21/15
Electronic Payroll Investing Center (EPIC) Application - Third Party Administrator (TPA) Access  form instructions WEB-BTPA Rev. 09/21/15
Exchange Request Form  form instructions SLTR473 Rev. 09/21/15

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F

Form Name Form # Current Rev Date
FI Funds Application  form instructions BD-MAA Rev. 06/12/19
FI Funds App for Institutional Shares  form instructions BD-MAAINS Rev. 06/12/19

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G

Form Name Form # Current Rev Date
Government Cash Management Fund Payment Form  form instructions MMPF-BD Rev. 06/05/19

I

Form Name Form # Current Rev Date
Individual Retirement Account (IRA) Application  form instructions BDIRAAPP Rev. 06/21/19
IRA/403(b) Beneficiary Designation Form  form instructions BENEFORM Rev. 09/21/15
IRA Distribution Request  form instructions MISC031 Rev. 02/15/18
IRA for a Minor Child Form  form instructions IRAMINOR Rev. 09/21/15
IRA to Roth IRA Conversion Form for First Investors Funds  form instructions ROTH001 Rev. 09/21/15
Investment Instructions  form instructions INVEST Rev. 06/06/19

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J

Form Name Form # Current Rev Date
Joint Account Supplement to the FI Funds Application  form instructions MAASUPBD Rev. 06/12/19

L

Form Name Form # Current Rev Date
Liquidation Request  form instructions SHAR292 Rev. 09/21/15

M

Form Name Form # Current Rev Date
Mutual Fund Privilege Application  form instructions MMPRIV Rev. 10/03/16
Mutual Fund Account Instructions  form instructions FIMFA-BD Rev. 06/12/19
Money Purchase Pension (MPP)/ Profit Sharing Plan (PSP) Distribution Request (includes special tax notice) (no W-4P)  form instructions W-4P IRS Form MISC018 Rev. 10/15/18
Money Purchase Pension/ Profit Sharing Plan Remittance Schedule  form instructions MPP-PSP Rev. 09/21/15

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N

Form Name Form # Current Rev Date
Name Change / Correction Form  form instructions NAMECHG Rev. 07/18/17
Net Asset Value (NAV) Authorization Form  form instructions NAV-AUTH Rev. 05/22/19
Non-Durable Power of Attorney Certification  form instructions SLTR123 Rev. 12/04/15

O

Form Name Form # Current Rev Date
Online Account Access Form  form instructions WEBACC Rev. 11/28/16

P

Form Name Form # Current Rev Date
Payment Form (for existing FI Fund Accounts)  form instructions SLTR321 Rev. 06/17/19
Payment Form for The Independent Order of Foresters  form instructions BD-FOR-PDA Rev. 06/05/19

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Q

Form Name Form # Current Rev Date
Qualified Retirement Plan Custodial Account Agreement 
(includes 408(b)(2) Disclosure for Custodial Accounts)
To be completed with Foresters Financial Services, Inc. acts as Custodian.
QRPA Rev. 06/26/19
Qualified Retirement Plan Non-Custodial Account Agreement
(includes 408(b)(2) Disclosure for Non-Custodial Accounts)
QRPA-NC Rev. 06/26/19

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R

Form Name Form # Current Rev Date
Rebalance Instructions BD-REBAL Rev. 06/17/19
Redemption from an Existing First Investors Fund Joint / Trust Account and Subsequent Contribution to a Foresters Financial Services, Inc. IRA RED-JT Rev. 10/03/16
Required Minimum Distribution (RMD) Request Form for 403(b) Accounts (no W-4P)
W-4P IRS Form  form instructions
RMDF-TDI Rev. 04/11/18
Required Minimum Distribution (RMD) Request for Gov 457(b) Accounts (no W-4P)
W-4P IRS Form  form instructions
RMD-457 Rev. 04/11/18
Required Minimum Distribution (RMD) Request Form for IRAs  form instructions RMDF-IRA Rev. 04/11/18
Required Minimum Distribution Request Form for MPP/PSP Accounts (no W-4P)
W-4P IRS Form  form instructions
RMD-MPPS Rev. 04/11/18
Retirement Plan Contribution Reversal Request RPCRR Rev. 03/18/19
Retirement Plan Investment Instructions RPINVEST Rev. 09/21/15
Retirement Plan Loan Program Booklet RPLOAN Rev. 09/19/17
Retirement Plan Loan Program Booklet for Texas Accountholders (TEXAS ONLY)
form instructions
RPLOANTX Rev. 09/19/17
Roth IRA Distribution Request  form instructions ROTHDIS Rev. 02/15/18

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S

Form Name Form # Current Rev Date
SEPP - Master Account Split Form 72tSPLIT Rev. 09/21/15
SEPP - Method Change Authorization  form instructions 72tMETH Rev. 09/21/15
SEPP - Request for SEPPs under 72(t) (Client) (includes W-4P)  form instructions 72tCLI Rev. 06/17/19
SEPP - Request for SEPPs under 72(t) (Transfer) (includes W-4P)  form instructions 72tTRANS Rev. 09/21/15
SEPP - Special Authorization Form   form instructions 72tAUTH Rev. 09/21/15
Signature Guarantee Standards and Procedures (with Stock Power) SLTR363B Rev. 01/31/16
Signature Guarantee Standards and Procedures SLTR363 Rev. 01/31/16
SIMPLE IRA/SEP-IRA/SARSEP IRA Application  form instructions BDS-IRA Rev. 06/12/19
SIMPLE IRA Remittance Schedule  form instructions SLTR497 Rev. 09/21/15
SEP-IRA/ SARSEP-IRA Remittance Schedule  form instructions S-SCHED Rev. 09/21/15
SIMPLE IRA Designated Financial Institution Transfer Form
(to transfer all or part of a FFS SIMPLE IRA to another financial institution)
SIMPTRAN Rev. 10/03/16
SIMPLE - IRS Form 5305-SIMPLE 5305SIMP Rev. 03/01/12
SARSEP - IRS Form 5305A-SEP 5305ASEP Rev. 06/01/06
SEP-IRA - IRS Form 5305-SEP 5305-SEP Rev. 12/01/04
401(k) Simplifier Remittance Schedule 401KSA Rev. 09/21/15
Sole Prop. EFT Enrollment Enrollment & Participation Agreement  form instructions SPEFT Rev. 09/21/15
Statement of Intent (SOI) Form  form instructions SOI-FORM Rev. 08/06/19
Statement of Intent (SOI) Form for Homeowners' Associations SOI-HA Rev. 06/08/19
Statement of Intent (SOI) Form for Homeowners' Associations Supplement SOI-HAS Rev. 06/08/19

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T

Form Name Form # Current Rev Date
Transfer on Death (TOD) Registration Request Form  form instructions TOD001 Rev. 09/21/15
Transfer of Assets/Rollover/403(b) Contract Exchange Form  form instructions TR4CE-BD Rev. 06/03/19
Transfer Form (Change of Ownership)  form instructions BD-MAATR Rev. 06/11/19

U

Form Name Form # Current Rev Date
Uniform Gifts to Minors Act (UGMA) or Uniform Transfers to Minors Act (UTMA) Successor Custodian Form  form instructions MISC021 Rev. 09/21/15

W

Form Name Form # Current Rev Date
W-4P IRS Form W-4P Rev. 2019
W-8BEN IRS Form W-8BEN Rev. 07/01/17
W-9 IRS Form W-9 Rev. 10/18

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403(b)

Form Name Form # Current Rev Date
403(b) Application  form instructions
Connecticut 403(b) Disclosure
BD-403APP
CT-403
Rev. 06/19/19
Rev. 06/30/19
403(b) Account Certification of Employee Contributions 403CERT Rev. 09/21/15
IRA/403(b) Beneficiary Designation Form  form instructions BENEFORM Rev. 09/21/15
403(b) Billing System Services Agreement 403AGREE Rev. 09/21/15
403(b) - Designation of Beneficiary for Inherited 403(b) Accounts IN403 Rev. 09/21/15
403(b) ERISA Spousal Consent Supplement Form  form instructions 403-SP Rev. 09/19/17
403(b) Exchange/Transfer Acceptance Supplement  form instructions 403ACC Rev. 09/21/15
403(b) Financial Hardship Acknowledgement Form  form instructions 403B-6 Rev. 11/27/18
403(b) Information Sharing Agreement INFOSHAR Rev. 09/21/15
403(b) Plan Termination Certification Form 403bTERM Rev. 09/21/15
403(b) Salary Reduction Agreement 403SRA Rev. 04/11/18
403(b) - General Authorization to Open 403(b) Accounts 403GA Rev. 09/21/15
Required Minimum Distribution (RMD) Request Form for 403(b) Accounts (no W-4P)
W-4P IRS Form  form instructions
RMDF-TDI Rev. 04/11/18
Traditional 403(b) Distribution Request (includes special tax notice) (no W-4P)
W-4P IRS Form  form instructions
T403B7DR Rev. 10/15/18
Roth 403(b) Distribution Request (includes special tax notice) (no W-4P)
W-4P IRS Form  form instructions
R403B7DR Rev. 10/15/18
Roth 403(b) Distribution Request Supplement - Payment Directions for Multiple Destinations  form instructions 403-SUPP Rev. 12/01/16
Traditional 403(b) to Roth IRA Conversion Form  form instructions 4032ROTH Rev. 09/21/15
Third Party Administrator (TPA) Authorization (for 403(b) and 457(b)) TPA AUTH Rev. 09/21/15

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457(b)

Form Name Form # Current Rev Date
457(b) Plan Participant Application (FFS maintains beneficiary) BD-GOV457 Rev. 06/19/19
457(b) Plan Participant Application (FFS does not maintain beneficiary) BD-GOV457ER Rev. 06/19/19
457(b) Employer Application BD-457EA Rev. 06/19/19
457(b) Change of Authorized Individuals Form  form instructions 457CAI Rev. 09/21/15
457(b) Deferred Compensation Plan Account Remittance Schedule 457SCHED Rev. 09/21/15
457(b) Plan Designation of Beneficiary Form  form instructions 457BENE Rev. 09/21/15
457(b) Plan Distribution Request (includes special tax notice) (no W-4P)
W-4P IRS Form  form instructions
457DIST Rev. 10/15/18
457(b) Plan Salary Reduction Agreement 457SALAR Rev. 09/21/15
Required Minimum Distribution (RMD) Request Form for Gov 457(b) Accounts (includes W-4P)  form instructions RMD-457 Rev. 09/21/15
Third Party Administrator (TPA) Authorization (for 403(b) and 457) TPA AUTH Rev. 09/21/15

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Forms by Number

#, A, B, C D-Q R-Z
401KSA
4032ROTH
403ACC
403AGREE
403B-6
403bTERM
403CERT
403DR
403GA
403SP
403SRA
457BENE
403SUPP
457CAI
457DIST
457SALAR
457SCHED
5305SIMP
5305A-SEP
5305SEP
72TAUTH
72TCLI
72TMETH
72TSPLIT
72TTRANS
ADDCHG
APIEMP
APIEMP2
AUTH-IND
BD-403APP
BD-457EA
BD-GOV457
BD-GOV457ER
BD-FOR-PDA
BD-MAA
BD-MAAINS
BD-MAATR
BD-REBAL
BDS-IRA
BDESAAPP
BDIRAAPP
BENEFORM
BSHARE
CDSCW
COMB
COSTBM
EFTAPP
EFT-SOLE
ENROLL
ESADISTR
FIAC
FIMFA-BD
IN403
INFOSHAR
INIRA
INVEST
IRAMINOR
MAASUPBD
MISC018
MISC021
MISC031
MMPF-BD
MMPRIV
MPP-PSP
NAMECHG
NAV-AUTH
NAVP001
POA001
QRPA
QRPA-NC
R403B7DR
RED-JT
RMDF-IRA
RMDF-TDI
RMD-MPPS
RMD-457
ROTH001
ROTHDIS
RPCRR
RPINVEST
RPLOAN
RPLOANTX
SHAR292
SIMPTRAN
SLTR103
SLTR106
SLTR123
SLTR124
SLTR125
SLTR297
SLTR321
SLTR363
SLTR363B
SLTR473
SLTR497
SOI-FORM
SOI-HA
SOI-HAS
SPEFT
S-SCHED
T403B7DR
TOD001
TOD002
TPA AUTH
TR4CE-BD
W-4P
W-8BEN
W-9
WEBACC
WEB-B
WEB-BTPA

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